Investor Resources

NASDAQLMNL
FormDescriptionDateFormat
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsDec 12, 2019Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
SUPPLVoluntary supplemental materials filed by foreign issuers under Section 11(a) of the 1933 ActNov 18, 2019Open Voluntary supplemental materials filed by foreign issuers under Section 11(a) of the 1933 Act in HTML.Open Voluntary supplemental materials filed by foreign issuers under Section 11(a) of the 1933 Act in DOC file.Open Voluntary supplemental materials filed by foreign issuers under Section 11(a) of the 1933 Act in PDF file.Open Voluntary supplemental materials filed by foreign issuers under Section 11(a) of the 1933 Act in XLS file.
EFFECTNotice from the SEC of registration effectivenessNov 15, 2019Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
CERTCERTNov 12, 2019Open CERT in HTML.Open CERT in DOC file.Open CERT in PDF file.Open CERT in XLS file.
F-XAppointment of agent for service of process and undertakingNov 12, 2019Open Appointment of agent for service of process and undertaking in HTML.Open Appointment of agent for service of process and undertaking in DOC file.Open Appointment of agent for service of process and undertaking in PDF file.Open Appointment of agent for service of process and undertaking in XLS file.
F-10Registration statement for securities of certain Canadian issuers under the Securities Act of 1933Nov 12, 2019Open Registration statement for securities of certain Canadian issuers under the Securities Act of 1933 in HTML.Open Registration statement for securities of certain Canadian issuers under the Securities Act of 1933 in DOC file.Open Registration statement for securities of certain Canadian issuers under the Securities Act of 1933 in PDF file.Open Registration statement for securities of certain Canadian issuers under the Securities Act of 1933 in XLS file.
F-XAppointment of agent for service of process and undertakingNov 12, 2019Open Appointment of agent for service of process and undertaking in HTML.Open Appointment of agent for service of process and undertaking in DOC file.Open Appointment of agent for service of process and undertaking in PDF file.Open Appointment of agent for service of process and undertaking in XLS file.
40FR12BRegistration of a class of securities of certain Canadian issuers under Section 12(b) of the 1934 ActNov 12, 2019Open Registration of a class of securities of certain Canadian issuers under Section 12(b) of the 1934 Act in HTML.Open Registration of a class of securities of certain Canadian issuers under Section 12(b) of the 1934 Act in DOC file.Open Registration of a class of securities of certain Canadian issuers under Section 12(b) of the 1934 Act in PDF file.Open Registration of a class of securities of certain Canadian issuers under Section 12(b) of the 1934 Act in XLS file.
DOfficial notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the ActJun 24, 2019Open Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act in HTML.Open Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act in DOC file.Open Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act in PDF file.Open Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act in XLS file.